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PORTFOLIO STRATEGIES
Pursuing your financial goals for the future
Tell us your unique needs and we’ll go to work recommending specific portfolio strategies to help you meet them. Whether you want to grow your investments, provide extra income, or a mix of both, we’ll help make sure you’re covered.
In the News
Indirect, angst-free ways to invest in real estate, by Dave Gilreath, CFP,® principal and Chief Investment Officer, at Sheaff Brock Investment Advisors and Innovative Portfolios for Medical Economics.
Do Your Clients Suffer From Infectious Doomsday Syndrome?, by Dave Gilreath, CFP,® principal and Chief Investment Officer, at Sheaff Brock Investment Advisors and Innovative Portfolios for ThinkAdvisor.
Stocks vs. bonds: There’s no contest, by Dave Gilreath, CFP,® principal and Chief Investment Officer, at Sheaff Brock Investment Advisors and Innovative Portfolios for Medical Economics.
The negative outlook on REITs is overblown, by Dave Gilreath, CFP,® principal and Chief Investment Officer, and JR Humphreys, CFA, CAIA, Senior Portfolio Manager, at Sheaff Brock Investment Advisors and Innovative Portfolios for Medical Economics.
Listen to Managing Directors Dave Gilreath and Ron Brock on “The Portfolio Playbook” podcast, where they discuss the process of building their own registered investment advisory business and share innovative company growth strategies for other RIAs.
Managing Directors Dave Gilreath and Ron Brock sit down for an interview with Rick Rosenthal, Director of North American Derivative Sales at Cboe Global Markets, to reflect on the first anniversary of their two ETFs at Innovative Portfolios, Sheaff Brock’s affiliate company.
QUICK LINKS
Our Year-End Update
After the last four years on an economic/market/political rollercoaster, investors seem to be longing for a “return to normalcy.” A century after that successful campaign slogan put Warren G. Harding in office, Sheaff Brock shares our perspective on things getting back to normal (at least on the economic/market front) in 2024.
Wanna See Our Briefs?
Sheaff Briefs offer perspectives and possibilities on a wide range of investment topics.
WHO ARE WE?
We’re Sheaff Brock
We are investment advisors providing innovative portfolios for intelligent investors—with the goal of making your money work for you. Learn more about our investment approach to see how we can help you make the most of your hard-earned money.
NEWS & ANNOUNCEMENTS
Sheaff Brock in the Top 10 of the 2023 CNBC FA 100*
To make the list once felt like a great achievement—to make the list for a fourth consecutive year is incredibly motivating. As we set our sights forward, our team remains committed to supporting our clients as they work to build and preserve their wealth over the long term.
The first year Sheaff Brock was selected for CNBC’s FA100, in 2020, the company ranked 95th; in 2021, Sheaff Brock ranked 82nd; and in 2022, 68th.
*About CNBC Financial Advisor 100
The 2023 CNBC Financial Advisor 100 (9/12/23), 2022 CNBC Financial Advisor 100 (10/4/22), 2021 CNBC Financial Advisor 100 (10/6/21) & the 2020 CNBC Financial Advisor 100 (10/6/20) list is an independent ranking. CNBC enlisted data provider AccuPoint Solutions to assist with the ranking of registered investment advisors for the CNBC FA 100 list. The analysis started with 40,646 RIA firms for 2023, 39,818 RIA firms for 2022, 38,302 for 2021 and 37,369 for 2020 from the Securities and Exchange Commission regulatory database. AccuPoint screened the list down to 812 RIAs for 2023, 904 RIAs for 2022, 749 for 2021 and 750 for 2020 who were required to complete a survey to be in consideration for the CNBC FA 100 list. Neither the registered investment advisor nor their employees pay a fee for the listing.
Data points used by AccuPoint for the ranking included regulatory/compliance record, number of years in the business, number of certified financial planners, number of employees, number of investment advisors registered with the firm, ratio of investment advisors to total number of employees, total assets under management, percentage of discretionary assets under management, total accounts under management, number of states where the RIA is registered, and country of domicile.
Third-party rankings and recognition from rating services or publications, such as the CNBC FA 100, are no guarantee of future investment success and working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance or results. The ranking may not reflect a client or prospective client’s experience with the registered investment advisor. Past performance does not guarantee or indicate future results.