Sheaff Brock is making news in the investment industry. Dave Gilreath, Managing Partner and Chief Investment Officer, is a contributor of investment news for abcnews.com. He also contributes his perspectives on the investment market to FA Playbook, the opinion column for financial advisors’ on CNBC.com.
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Sheaff Brock Investment Advisors, LLC is registered as an investment adviser with the SEC and only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the adviser has attained a particular level of skill or ability. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment or strategy will be suitable or profitable for an investor’s portfolio. A list of all specific recommendations made by the firm for the past year is available upon written request.