Sheaff Brock's Mid-Year Performance Update

The markets in 2022 have been choppy and rough, which is common in midterm years. Through all of the market's ups and downs, Sheaff Brock firmly believes in its potential to help build and preserve your wealth over the long-term. 

View our June 30, 2022, Mid-Year Performance Update here.

Sheaff Brock Named for a Third Year to the CNBC FA 100*

Sheaff Brock announced the firm has been included in the 2022 CNBC FA 100, a list of top-rated U.S. financial advisory firms. Since 2019, the CNBC FA 100 recognizes top-ranked financial advisories for best helping clients navigate their financial lives. In its third consecutive year on the list, Sheaff Brock ranked 68th in 2022 based on a proprietary methodology developed by CNBC. In partnership with data provider AccuPoint Solutions, CNBC selected its top 100 firms using data culled from SEC filings from a list of 38,302 registered investment advisory firms.

Sheaff Brock Managing Director Dave Gilreath acknowledged the ranking, “It’s rewarding for us to be recognized again for our experience and performance in working with investors throughout the years, and it’s due to the exceptional commitment of our entire team in serving our clients.” 

A Resource for You, the Intelligent Investor

You have a wide range of options when it comes to portfolio management. But chances are, if you’re reading this, you are looking for something more. When you choose a financial partner, you expect more—like innovative strategies, timely investment insights, direct personal service, and a resource that understands and shares your goals.

Sheaff Brock is an independent investment firm focusing on innovative investment strategies that strive to enhance the portfolios of both growth- and income-oriented investors. Our approach to money management challenges many traditional assumptions about investing, and we believe that the way to grow a portfolio’s value is through ownership of equities. Driven by discipline and data, we design our proprietary strategies with the goal of preserving capital and meeting investors’ needs for income and/or growth, while also considering volatility and risk.

We operate with a single directive—to build and preserve your wealth over the long term. Learn more about our innovative investment strategies.

Sheaff Brock Affiliate Companies:

Innovative Portfolios

Salzinger Sheaff Brock

SBAuer Funds

*About CNBC Financial Advisor 100
The 2022 CNBC Financial Advisor 100 (10/4/22) list is an independent ranking. CNBC enlisted data provider AccuPoint Solutions to assist with the ranking of registered investment advisors for the CNBC FA 100 list. The analysis started with 39,818 RIA firms for 2022 from the Securities and Exchange Commission regulatory database. AccuPoint screened the list down to 904 RIAs who were required to complete a survey to be in consideration for the CNBC FA 100 list. Neither the registered investment advisor nor their employees pay a fee for the listing. Data points used by AccuPoint for the ranking included regulatory/compliance record, number of years in the business, number of certified financial planners, number of employees, number of investment advisors registered with the firm, ratio of investment advisors to total number of employees, total assets under management, percentage of discretionary assets under management, total accounts under management, number of states where the RIA is registered and country of domicile.

Third-party rankings and recognition from rating services or publications, such as the CNBC FA 100, is no guarantee of future investment success and working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance or results. The ranking may not reflect a client or prospective client’s experience with the registered investment advisor. Past performance does not guarantee or indicate future results.