A resource for intelligent investors. Like you.

You have a wide range of options when it comes to building, growing, and managing your wealth. But chances are, if you’re reading this, you’re looking for something more. When you choose a financial partner, you expect more—like innovative strategies, timely investment insights, direct personal service, and a resource that understands and shares your goals.

Let us be that type of resource for you.


Pursuing your financial goals for the future

Who are you as an investor? What are your goals? What’s your long-term vision for growing and maintaining wealth?

Tell us your unique needs and we’ll go to work recommending specific portfolio strategies to help you meet them. Whether you want to grow your investments, provide extra income, or a mix of both, we’ll help make sure you’re covered.

In the News

Sheaff Brock investment advisors, who are Managing Directors Dave Gilreath & Ron Brock

We’re Sheaff Brock

We are investment advisors providing innovative portfolios for intelligent investors—with the goal of making your money work for you. Learn more about our investment approach to see how we can help you make the most of your hard-earned money.

CNBC FA100 logo, Sheaff Brock top rated financial advisor 2023

Sheaff Brock in the Top 10 of the 2023 CNBC FA 100*

We’re in the top 10! CNBC released their 2023 Financial Advisor 100 List, an annual ranking of the top financial advisors in the country, and Sheaff Brock is honored to be included for the fourth consecutive year. This year, we’re especially humbled to be selected as #10 on the list.

To make the list once felt like a great achievement—to make the list for a fourth consecutive year is incredibly motivating. As we set our sights forward, our team remains committed to supporting our clients as they work to build and preserve their wealth over the long term.

The first year Sheaff Brock was selected for CNBC’s FA100, in 2020, the company ranked 95th; in 2021, Sheaff Brock ranked 82nd; and in 2022, 68th.

Sheaff Brock investment advisor, CNBC FA100, top rated financial advisor 2020
Sheaff Brock investment advisor, CNBC FA100, top rated financial advisor 2021
Sheaff Brock investment advisor, CNBC FA100, top rated financial advisor 2022
Sheaff Brock investment advisor, CNBC FA100, top rated financial advisor 2023

*About CNBC Financial Advisor 100

The 2023 CNBC Financial Advisor 100 (9/12/23), 2022 CNBC Financial Advisor 100 (10/4/22), 2021 CNBC Financial Advisor 100 (10/6/21) & the 2020 CNBC Financial Advisor 100 (10/6/20) list is an independent ranking. CNBC enlisted data provider AccuPoint Solutions to assist with the ranking of registered investment advisors for the CNBC FA 100 list. The analysis started with 40,646 RIA firms for 2023, 39,818 RIA firms for 2022, 38,302 for 2021 and 37,369 for 2020 from the Securities and Exchange Commission regulatory database. AccuPoint screened the list down to 812 RIAs for 2023, 904 RIAs for 2022, 749 for 2021 and 750 for 2020 who were required to complete a survey to be in consideration for the CNBC FA 100 list. Sheaff Brock does not pay for applying for the award; however, Sheaff Brock does pay for use of the CNBC Financial Advisor 100 logo.

Data points used by AccuPoint for the ranking included regulatory/compliance record, number of years in the business, number of certified financial planners, number of employees, number of investment advisors registered with the firm, ratio of investment advisors to total number of employees, total assets under management, percentage of discretionary assets under management, total accounts under management, number of states where the RIA is registered, and country of domicile.

Third-party rankings and recognition from rating services or publications, such as the CNBC FA 100, are no guarantee of future investment success and working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance or results. The ranking may not reflect a client or prospective client’s experience with the registered investment advisor. Past performance does not guarantee or indicate future results.