Sheaff Brock - Registered Investment Advisory Firm

November of 2021 marked 20 years that Sheaff Brock has been working to provide you with innovative investment strategies, and we’re excited to have reached this incredible milestone. Starting with just a handful of clients in November of 2001 and $60 million in assets under management, we are in our third decade helping investors like you with close to $1.3 billion AUM (as of 9/30/2021) and clients across the entire country.

 Thank you for your continued confidence in our firm. 


Sheaff Brock Again Named to the CNBC FA 100*

Sheaff Brock announced the firm has been included in the 2021 CNBC FA 100, a list of top-rated U.S. financial advisory firms. The CNBC FA 100 recognizes top-ranked financial advisories for best helping clients navigate their financial lives. In its second consecutive year on the list, Sheaff Brock ranked 82nd in 2021 based on a proprietary methodology developed by CNBC. In partnership with data provider AccuPoint Solutions, CNBC selected its top 100 firms using data culled from SEC filings from a list of 38,302 registered investment advisory firms.

Sheaff Brock Managing Director Dave Gilreath acknowledged the ranking, “It’s rewarding for us to be recognized again by CNBC this year, and it’s due to the dedication of our team in serving our clients every day.” 


A Resource for You, the Intelligent Investor

You have a wide range of options when it comes to portfolio management. But chances are, if you’re reading this, you are looking for something more. When you choose a financial partner, you expect more—like innovative strategies, timely investment insights, direct personal service, and a resource that understands and shares your goals.

Sheaff Brock is an independent investment firm focusing on innovative investment strategies that strive to enhance the portfolios of both growth- and income-oriented investors. Our approach to money management challenges many traditional assumptions about investing, and we believe that the way to grow a portfolio’s value is through ownership of equities. Driven by discipline and data, we design our proprietary strategies with the goal of preserving capital and meeting investors’ needs for income and/or growth, while also considering volatility and risk.

We operate with a single directive—to build and preserve your wealth over the long term. Learn more about our innovative investment strategies.


Sheaff Brock Affiliate Companies:

Innovative Portfolios

Salzinger Sheaff Brock

SBAuer Funds


*ABOUT 2021 CNBC FA 100
The 2021 CNBC FA 100 is an independent ranking. CNBC enlisted data provider AccuPoint Solutions to assist with the ranking of registered investment advisors for the CNBC FA 100 list. The analysis started with 38,302 registered investment advisors for 2021. And with the help of AccuPoint, the list was screened down to 749 registered investment advisors for 2021. Data points used by AccuPoint for the ranking included disclosures, number of years in the business, number of employees, number of investment advisors registered with the firm, ratio of investment advisors to total number of employees, total assets under management, percentage of discretionary assets under management, total accounts under management, number of states where the RIA is registered and country of domicile.
Neither the registered investment advisor nor their employees pay a fee for the listing. Third-party rankings and recognition from rating services or publications, such as the CNBC FA 100, are no guarantee of future investment success, and working with a highly rated advisor does not ensure that a client of prospective client will experience a higher level of performance or results. The ranking may not reflect a client or prospective client’s experience with the registered investment advisor. Past performance does not guarantee or indicate future results.