Ron Brock

As a founding principal of Sheaff Brock Investment Advisors, LLC, Ron handles all aspects of the company’s finance and business operations. In addition to overseeing financial management as chief financial officer, Ron coordinates the firm’s operations, compliance, marketing efforts, and staffing.

Ron has close to 40 years of experience in the financial services industry, starting with Prudential Bache Securities and later with Morgan Stanley/Dean Witter before co-founding Sheaff Brock in 2001. Ron is also a founding principal and CFO of the money management firm, Innovative Portfolios, as well as CFO of investment firms SBAuer Funds, LLC, and Salzinger Sheaff Brock.

Ron graduated from the Kelley School of Business at Indiana University, where he earned a Bachelor of Science degree in Accounting. He lives in Indianapolis with his wife and has two daughters. With a passion for the arts, Ron is a strong supporter of several performing arts organizations throughout the Indianapolis area and currently serves on the board for The Cabaret theater.