Tom Kaiser, CFA, CPA
Tom is a research analyst for Sheaff Brock, where he assists with asset allocation and selection for the company’s investment portfolios. He also serves as portfolio manager for a Sheaff Brock affiliate company. Prior to joining Sheaff Brock, Tom served as investment research analyst for 40|86 Advisors in Carmel, Indiana, covering fixed income investments across the credit spectrum. Other experience includes five years with Fitch Ratings, Inc., in Asset-Backed Securities (ABS) and a year in operations at Northern Trust Corporation, both in Chicago.
Tom graduated from Indiana University in Bloomington, Indiana, with a degree in finance, and received his Chartered Financial Analyst designation (CFA) in 2015. He is also a certified public accountant (CPA).
Tom resides in Westfield, Indiana, with his wife and their three children. He travels extensively—especially to visit family—and enjoys spending time outdoors, running, and cooking.
